We’re proud to share that Drew Swinney, has successfully passed the Securities Industry Essentials (SIE) exam—an important first step toward a career in the financial services industry.

The SIE exam, administered by FINRA, tests foundational knowledge of key concepts including market structure, regulatory agencies, and investment products. Passing this exam demonstrates Drew’s dedication, hard work, and commitment to continued professional growth.

Please join us in congratulating him on this achievement!