Disclosures

HORAN Wealth strives to satisfy our client’s needs by providing services and support to help them succeed. We utilize protective measures with regards to our client’s private information and maintain the strictest regulatory standards possible.

Would you like more information?
Would you like more information? Contact Us

In Good Faith & Transparency

Terms Of Use

The website is made available by HORAN Wealth and its majority-owned subsidiaries (HORAN Securities, Inc. and HORAN Capital Advisors, LLC.”). All content, information and software provided on and through the website (“content”) may be used solely under the following terms and conditions (“Terms of Use”).

Business Continuity Plan

HORAN Wealth's Business Continuity Plan is the set of processes to manage a wide range of incidents and events, from health and safety incidents to business disruptions and reputational damage.

Privacy Policy

Our in-house compliance department ensures that our busy clients stay current on rule changes by providing proper checks and balances for internal work and conducting audits of third-party vendors. In addition, we provide a number of effective compliance tools to help our clients stay informed throughout the year.

HORAN Wealth Management Form ADV

We value the trust that you, our clients, have placed with HORAN Wealth. Legislation requires that we provide all existing customers with this privacy notice once each year. In accordance with that law, the following details highlight our policy regarding nonpublic personal information we receive about our current customers or potential customers. 

HORAN Securities, Inc. Form CRS

HORAN Securities, Inc. Client Relationship Summary outlines the brokerage services and advisory services available for clients.

HORAN Capital Advisors Form ADV

This document provides information about the qualifications and business practices of HORAN Wealth Management, a Registered Investment Advisor, dually registered with an affiliated broker-dealer, HORAN Securities, Inc. 

HORAN Capital Advisors Form CRS

HORAN Capital Advisors, LLC Client Relationship Summary outlines the brokerage services and advisory services available for clients.

HORAN Securities, Inc. Regulation Best Interest Disclosure Brochure

This guide summarizes important information concerning the scope and terms of the brokerage services we offer and details the material conflicts of interest that arise through our delivery of brokerage services to you.

Insights

HORAN Wealth Named A Finalist for 2025 Best Places to Work Award
HORAN Wealth is honored to be selected as a finalist for The Cincinnati Business Courier’s 2025 Best Places to Work Award! This recognition marks the…
Read More
HORAN Wealth Named A Finalist for 2025 Best Places to Work Award Read More
Markets in a Minute - Heating Up?
Week Ending June 13th
Read More
Markets in a Minute - Heating Up? Read More
Reducing Inherited IRA Taxes
What You Leave Behind—And What Gets Left to Taxes: Why G1 & G2 Families Must Understand Inherited Retirement AccountsWhy This Matters for…
Read More
Reducing Inherited IRA Taxes Read More
Back to the Top