Disclosures

HORAN Wealth strives to satisfy our client’s needs by providing services and support to help them succeed. We utilize protective measures with regards to our client’s private information and maintain the strictest regulatory standards possible.

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In Good Faith & Transparency

Terms Of Use

The website is made available by HORAN Wealth and its majority-owned subsidiaries (HORAN Securities, Inc. and HORAN Capital Advisors, LLC.”). All content, information and software provided on and through the website (“content”) may be used solely under the following terms and conditions (“Terms of Use”).

Business Continuity Plan

HORAN Wealth's Business Continuity Plan is the set of processes to manage a wide range of incidents and events, from health and safety incidents to business disruptions and reputational damage.

Privacy Policy

Our in-house compliance department ensures that our busy clients stay current on rule changes by providing proper checks and balances for internal work and conducting audits of third-party vendors. In addition, we provide a number of effective compliance tools to help our clients stay informed throughout the year.

HORAN Wealth Management Form ADV

We value the trust that you, our clients, have placed with HORAN Wealth. Legislation requires that we provide all existing customers with this privacy notice once each year. In accordance with that law, the following details highlight our policy regarding nonpublic personal information we receive about our current customers or potential customers. 

HORAN Securities, Inc. Form CRS

HORAN Securities, Inc. Client Relationship Summary outlines the brokerage services and advisory services available for clients.

HORAN Capital Advisors Form ADV

This document provides information about the qualifications and business practices of HORAN Wealth Management, a Registered Investment Advisor, dually registered with an affiliated broker-dealer, HORAN Securities, Inc. 

HORAN Capital Advisors Form CRS

HORAN Capital Advisors, LLC Client Relationship Summary outlines the brokerage services and advisory services available for clients.

HORAN Securities, Inc. Regulation Best Interest Disclosure Brochure

This guide summarizes important information concerning the scope and terms of the brokerage services we offer and details the material conflicts of interest that arise through our delivery of brokerage services to you.

Insights

Markets in a Minute - Extreme Greed
Week Ending October 18th
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Fall 2024 Investor Letter: Broader Participation
Author: David I. Templeton, CFA, Principal and Portfolio Manager Almost any asset class owned by investors rewarded them with a positive return in…
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Navigating Retirement: Simplifying the Planning Process
  Retirement planning often takes a back seat, overshadowed by the immediate demands of wealth accumulation. After all, building your…
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