Disclosures

HORAN’s Business Continuity Plan is the set of processes to manage a wide range of incidents and events, from health and safety incidents to business disruptions and reputational damage.

Our in-house compliance department ensures that our busy clients stay current on rule changes by providing proper checks and balances for internal work and conducting audits of third-party vendors. In addition, we provide a number of effective compliance tools to help our clients stay informed throughout the year.

We value the trust that you, our clients, have placed with HORAN. Legislation requires that we provide all existing customers with this privacy notice once each year. In accordance with that law, the following details highlight our policy regarding nonpublic personal information we receive about our current customers or potential customers. 

HORAN Securities, Inc. Client Relationship Summary outlines the brokerage services and advisory services available for clients.

This document provides information about the qualifications and business practices of HORAN Wealth Management, a Registered Investment Advisor, dually registered with an affiliated broker-dealer, HORAN Securities, Inc. 

HORAN Capital Advisors, LLC Client Relationship Summary outlines the brokerage services and advisory services available for clients.

This guide summarizes important information concerning the scope and terms of the brokerage services we offer and details the material conflicts of interest that arise through our delivery of brokerage services to you.