Insights

Fiduciary Hot Topics Q1 2026

By: Retirement Plan Consulting Team

A recent federal court decision involving the Caesars 401(k) plan shows how a careful process for selecting and overseeing a 3(38) investment manager can help reduce fiduciary risk. Meanwhile, proposed legislation could expand access to collective investment trusts (CITs) for 403(b) plans. And despite ongoing debate around private markets and ESG, ERISA's core rule remains the same: investment decisions must focus on financial risk and return.

Read Q1 2026 Fiduciary Hot Topics here.

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This material is provided for general and educational purposes only. It is not intended to provide legal, tax, fiduciary, or investment advice. If you are seeking legal, tax, or fiduciary advice, consult an appropriate professional. This information does not create a professional or fiduciary relationship with Great Gray Trust Company, RPAG, or any of its representatives.

Please visit your retirement plan provider's website at horanwealth.com or speak with a financial professional by calling 513.745.0707 to learn more and discuss your options.

8044 Montgomery Rd. Ste 640 Cincinnati, OH 45236 | 513.745.0707 | www.horanwealth.com

Securities offered through M Holdings Securities, Inc., an unaffiliated registered broker-dealer, member FINRA | SIPC. Investment advisory services offered by HORAN Wealth, LLC, registered with the U.S. Securities and Exchange Commission. Not FDIC Insured | No Bank Guarantee | May Lose Value.

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